1 Which of the following is most likely to take place in the Analyze & Evaluate Client’s Financial Status step?
a. After meeting with David, you prepare his current financial statements.
b. In your meeting with Rosie, you sell her a new life insurance policy.
c. During your meeting with Alexis, she provides you with several documents including her employee
benefits information and bank statements.
d. You provide your client with a description of the fees and costs of your financial planning services
2 Which of the following is usually included in an engagement letter?
a. Defined parties to the agreement.
b. Description of the fees and costs.
c. Time horizon for the work to be completed.
d. All of the above. .